Enforcement agencies and regulators are increasingly defining effective compliance programs as those that can immediately detect and remediate compliance failures. Legacy approaches that rely on sample-based auditing and hotline reports are being supplanted by next-gen data analytics that continuously monitor and test your company’s activities to spot risks and anomalies in real-time. Watch this session to learn more:
Understand how regulator and enforcement agency views have changed in the past several years to push for more real-time monitoring.See firsthand how global companies are turning to tools like continuous monitoring to test the effectiveness of their programs.Learn how to build a continuous monitoring program - from building the business case to setting goals, acquiring data, and driving insights.
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Hui Chen
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Justin Ross
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Parth Chanda
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Hui Chen is a Senior Advisor within R&G Insights Lab and an international leader and expert in organizational integrity. She was the first Compliance Expert at the U.S. Department of Justice and authored the “Evaluation of Corporate Compliance Programs” document that redefined compliance expectations. She began her career as a federal prosecutor in the Department of Justice in Washington, D.C., and the Eastern District of New York. Hui has extensive in-house experience as a senior legal and compliance leader at Microsoft Corporation, Pfizer Inc., and Standard Chartered Bank in locations across the globe, including Munich, New York, Beijing, and London. Hui is a thought leader who has published frequently in legal, business, and academic journals, including the Harvard Business Review. At the R&G Insights Lab, she advises clients on a broad range of strategic issues and continues her thought leadership with publications, webinars, and podcasts. |
Justin is the Vice President and Global Chief Compliance Officer for FedEx Corporation. His team is responsible for FedEx’s enterprise compliance programs, including anti-corruption, antitrust/competition law, data privacy, trade/export controls, and hotline management and investigations. Justin has been with FedEx since 2003 and has been the Chief Compliance Officer since 2019. He has served in a variety of roles in the FedEx Legal Department in the United States and internationally. |
Parth is a veteran in-house compliance lawyer turned technologist. Parth is the Founder & CEO of Lextegrity, a software company providing data analytics and automation technology for leading global companies. Lextegrity's software has been before regulators on several occasions and was cited by the SEC as a remediation factor in a client's FCPA resolution in 2020. Prior to Lextegrity, Parth served in various global compliance roles at Pfizer, where he oversaw multi-year transformations of its global compliance program, including re-drafting policies and procedures, implementing new third-party due diligence processes, enhancing integrated internal and financial systems and controls, and guiding cross-functional risk assessment and data analytics initiatives. Prior to Pfizer, Parth was hired to oversee the enhancement of Avon's global anti-corruption compliance program after its voluntary disclosure of FCPA matters to U.S. authorities. Parth began his career at the law firm of Shearman & Sterling, where he was the Contributing Editor of its FCPA Digest. |